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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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[ ]
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Rule 13d-1(b)
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[X]
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Rule 13d-1(c)
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[ ]
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Rule 13d-1(d)
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CUSIP No. 27888D101
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SCHEDULE 13G
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Page 2 of 16
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EXPLANATORY NOTE
This Schedule 13G is being filed as Amendment No. 5 to the Schedule 13D originally filed with the Securities and Exchange Commission (the “SEC”) on March 16, 2016 by Bienville Argentina Opportunities Master Fund, LP and related parties, as subsequently amended on August 22, 2016, September 28, 2016, April 14, 2017 and July 13, 2017. This Schedule 13G is being filed in order to reflect that (i) since the filing of the most recent amendment to the Schedule 13D, the reporting persons no longer hold the shares reported herein with control intent; and (ii) Bienville Argentina Opportunities Master Fund, LP. and its general partner no longer beneficially own any shares of Eco-Stim Energy Solutions, Inc. (the “Issuer.”)
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1.
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Names of Reporting Persons
Bienville Argentina Opportunities Fund 2.0, LP
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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[ ]
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(b)
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[ ]
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Delaware |
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Number of
Shares Beneficially Owned by Each Reporting Person With: |
5.
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Sole Voting Power
0 |
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6.
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Shared Voting Power
5,902,611 |
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7.
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Sole Dispositive Power
0 |
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8.
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Shared Dispositive Power
5,902,611 |
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
5,902,611 |
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
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11.
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Percent of Class Represented by Amount in Row (9)
7.9% |
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12.
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Type of Reporting Person (See Instructions)
PN |
CUSIP No. 27888D101
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SCHEDULE 13G
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Page 3 of 16
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1.
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Names of Reporting Persons
BAOF 2.0 GP, LLC
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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[ ]
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(b)
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[ ]
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Delaware |
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Number of
Shares Beneficially Owned by Each Reporting Person With: |
5.
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Sole Voting Power
0 |
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6.
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Shared Voting Power
5,902,611 |
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7.
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Sole Dispositive Power
0 |
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8.
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Shared Dispositive Power
5,902,611 |
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
5,902,611 |
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
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11.
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Percent of Class Represented by Amount in Row (9)
7.9% |
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12.
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Type of Reporting Person (See Instructions)
OO |
CUSIP No. 27888D101
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SCHEDULE 13G
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Page 4 of 16
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1.
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Names of Reporting Persons
Bienville Argentina Opportunities Master Fund, LP
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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[ ]
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(b)
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[ ]
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Cayman Islands |
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Number of
Shares Beneficially Owned by Each Reporting Person With: |
5.
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Sole Voting Power
0 |
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6.
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Shared Voting Power
0 |
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7.
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Sole Dispositive Power
0 |
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8.
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Shared Dispositive Power
0 |
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
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11.
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Percent of Class Represented by Amount in Row (9)
0% |
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12.
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Type of Reporting Person (See Instructions)
PN |
CUSIP No. 27888D101
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SCHEDULE 13G
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Page 5 of 16
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1.
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Names of Reporting Persons
BAOF GP, LLC
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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[ ]
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(b)
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[ ]
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Delaware |
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Number of
Shares Beneficially Owned by Each Reporting Person With: |
5.
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Sole Voting Power
0 |
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6.
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Shared Voting Power
0 |
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7.
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Sole Dispositive Power
0 |
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8.
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Shared Dispositive Power
0 |
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
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11.
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Percent of Class Represented by Amount in Row (9)
0% |
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12.
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Type of Reporting Person (See Instructions)
OO |
CUSIP No. 27888D101
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SCHEDULE 13G
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Page 6 of 16
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1.
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Names of Reporting Persons
Bienville Capital Management, LLC
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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[ ]
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(b)
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[ ]
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Delaware |
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Number of
Shares Beneficially Owned by Each Reporting Person With: |
5.
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Sole Voting Power
0 |
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6.
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Shared Voting Power
6,077,436 |
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7.
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Sole Dispositive Power
0 |
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8.
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Shared Dispositive Power
6,077,436 |
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
6,077,436 |
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
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11.
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Percent of Class Represented by Amount in Row (9)
8.2% |
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12.
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Type of Reporting Person (See Instructions)
IA |
CUSIP No. 27888D101
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SCHEDULE 13G
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Page 7 of 16
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1.
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Names of Reporting Persons
William Herbert Stimpson, II
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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[ ]
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(b)
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[ ]
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
United States |
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Number of
Shares Beneficially Owned by Each Reporting Person With: |
5.
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Sole Voting Power
0 |
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6.
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Shared Voting Power
6,077,436 |
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7.
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Sole Dispositive Power
0 |
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||||||
8.
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Shared Dispositive Power
6,077,436 |
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
6,077,436 |
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
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||||||
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11.
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Percent of Class Represented by Amount in Row (9)
8.2% |
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12.
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Type of Reporting Person (See Instructions)
IN |
CUSIP No. 27888D101
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SCHEDULE 13G
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Page 8 of 16
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1.
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Names of Reporting Persons
Michael Cullen Thompson, Jr.
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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[ ]
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(b)
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[ ]
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
United States |
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Number of
Shares Beneficially Owned by Each Reporting Person With: |
5.
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Sole Voting Power
0 |
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||||||
6.
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Shared Voting Power
6,077,436 |
|||||
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||||||
7.
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Sole Dispositive Power
0 |
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||||||
8.
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Shared Dispositive Power
6,077,436 |
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
6,077,436 |
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||||||
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10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
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||||
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||||||
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11.
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Percent of Class Represented by Amount in Row (9)
8.2% |
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||||||
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12.
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Type of Reporting Person (See Instructions)
IN |
CUSIP No. 27888D101
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SCHEDULE 13G
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Page 9 of 16
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1.
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Names of Reporting Persons
Donald Stoltz, III
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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[ ]
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(b)
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[ ]
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
United States |
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Number of
Shares Beneficially Owned by Each Reporting Person With: |
5.
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Sole Voting Power
0 |
||||
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||||||
6.
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Shared Voting Power
6,077,436 |
|||||
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||||||
7.
|
Sole Dispositive Power
0 |
|||||
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||||||
8.
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Shared Dispositive Power
6,077,436 |
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||||||
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
6,077,436 |
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||||||
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10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
|
||||
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||||||
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11.
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Percent of Class Represented by Amount in Row (9)
8.2% |
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||||||
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12.
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Type of Reporting Person (See Instructions)
IN |
CUSIP No. 27888D101
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SCHEDULE 13G
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Page 10 of 16
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Item 1.
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(a)
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Name of Issuer
Eco-Stim Energy Solutions, Inc. |
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(b)
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Address of Issuer’s Principal Executive Offices
2930 W. Sam Houston Parkway North Suite 275
Houston, TX 77043
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Item 2.
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(a)
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Name of Person Filing
Bienville Argentina Opportunities Fund 2.0, LP (“Argentina Fund 2”); BAOF 2.0 GP, LLC, a Delaware limited liability company (“General Partner 2”);
Bienville Argentina Opportunities Master Fund, LP (“Argentina Fund”);
BAOF GP, LLC, a Delaware limited liability company (“General Partner”);
Bienville Capital Management, LLC, a Delaware limited liability company (“Investment Manager”);
William Herbert Stimpson, II
Michael Cullen Thompson, Jr.
Donald Stoltz, III
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(b)
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Address of the Principal Office or, if none, Residence
521 Fifth Avenue 35th Floor
New York, NY 10175
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(c)
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Citizenship
All entities other than Argentina Fund are organized in Delaware. Argentina Fund is organized in the Cayman Islands. The individuals are all United States citizens. |
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(d)
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Title of Class of Securities
Common Stock, par value $0.001 per share |
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(e)
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CUSIP Number
27888D101 |
CUSIP No. 27888D101
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SCHEDULE 13G
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Page 11 of 16
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Item 3.
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If this statement is filed pursuant to ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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[ ]
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Broker or dealer registered under Section 15 of the Exchange Act;
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(b)
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[ ]
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Bank as defined in Section 3(a)(6) of the Exchange Act;
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(c)
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[ ]
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Insurance company as defined in Section 3(a)(19) of the Exchange Act;
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(d)
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[ ]
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Investment company registered under Section 8 of the Investment Company Act;
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(e)
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[ ]
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An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
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(f)
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[ ]
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An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
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(g)
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[ ]
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A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
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(h)
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[ ]
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
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(i)
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[ ]
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
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(j)
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[ ]
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Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
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If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: _
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Item 4.
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Ownership.
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.1
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(a)
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Amount beneficially owned:
Argentina Fund 2
General Partner 2
Argentina Fund
General Partner
Investment Manager
William Herbert Stimpson, II
Michael Cullen Thompson, Jr.
Donald Stoltz, III
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5,902,611
5,902,611
0
0
6,077,436
6,077,436
6,077,436
6,077,436
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(b)
|
Percent of class: (1)
Argentina Fund 2
General Partner 2
Argentina Fund
General Partner
Investment Manager
William Herbert Stimpson, II
Michael Cullen Thompson, Jr.
Donald Stoltz, III
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7.9%
7.9%
0%
0%
8.2%
8.2%
8.2%
8.2%
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CUSIP No. 27888D101
|
SCHEDULE 13G
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Page 12 of 16
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(c)
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Number of shares as to which the person has:
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||||
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|
(i)
|
Sole power to vote or to direct the vote
Argentina Fund 2
General Partner 2
Argentina Fund
General Partner
Investment Manager
William Herbert Stimpson, II
Michael Cullen Thompson, Jr.
Donald Stoltz, III
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0
0
0
0
0
0
0
0
|
||
|
|
(ii)
|
Shared power to vote or to direct the vote
Argentina Fund 2
General Partner 2
Argentina Fund
General Partner
Investment Manager
William Herbert Stimpson, II
Michael Cullen Thompson, Jr.
Donald Stoltz, III
|
5,902,611
5,902,611
0
0
6,077,436
6,077,436
6,077,436
6,077,436
|
||
|
|
(iii)
|
Sole power to dispose or to direct the disposition of
Argentina Fund 2
General Partner 2
Argentina Fund
General Partner
Investment Manager
William Herbert Stimpson, II
Michael Cullen Thompson, Jr.
Donald Stoltz, III
|
0
0
0
0
0
0
0
0
|
||
|
|
(iv)
|
Shared power to dispose or to direct the disposition of
Argentina Fund 2
General Partner 2
Argentina Fund
General Partner
Investment Manager
William Herbert Stimpson, II
Michael Cullen Thompson, Jr.
Donald Stoltz, III
|
5,902,61
5,902,611
0
0
6,077,436
6,077,436
6,077,436
6,077,436
|
||
(1) The percentages used throughout this Schedule 13G are based upon 74,363,796 shares of common stock outstanding as of August 9, 2017, as reported in the Issuer’s Form 10-Q filed on August 14, 2017 for the quarter ended June 30, 2017.
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||||||
Item 5.
|
Ownership of Five Percent or Less of a Class.
|
|||||
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]
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CUSIP No. 27888D101
|
SCHEDULE 13G
|
Page 13 of 16
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|||
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person.
|
||
Not applicable.
|
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Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
|
||
Not applicable.
|
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|
|||
Item 8.
|
Identification and Classification of Members of the Group.
|
||
Not applicable.
|
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|
|||
Item 9.
|
Notice of Dissolution of Group.
|
||
Not applicable.
|
Item 10.
|
Certification.
|
By signing below the undersigned certifies that, to the best of his or its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
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CUSIP No. 27888D101
|
SCHEDULE 13G
|
Page 14 of 16
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By:
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/s/ Donald Stoltz, III | |
Name:
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Donald Stoltz, III
|
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Title:
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Chief Operating Officer
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By:
|
/s/ Donald Stoltz, III | |
Name:
|
Donald Stoltz, III
|
|
Title:
|
Chief Operating Officer
|
By:
|
/s/ Donald Stoltz, III | |
Name:
|
Donald Stoltz, III
|
|
Title:
|
Chief Operating Officer
|
By:
|
/s/ Donald Stoltz, III | |
Name:
|
Donald Stoltz, III
|
|
Title:
|
Chief Operating Officer
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By:
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/s/ William H. Stimpson, II | |
Name:
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William H. Stimpson, II
|
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Title:
|
Managing Member
|
CUSIP No. 27888D101
|
SCHEDULE 13G
|
Page 14 of 16
|
CUSIP No. 27888D101
|
SCHEDULE 13G
|
Page 15 of 16
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By:
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/s/ Donald Stoltz, III | |
Name:
|
Donald Stoltz, III
|
|
Title:
|
Chief Operating Officer
|
By:
|
/s/ Donald Stoltz, III | |
Name:
|
Donald Stoltz, III
|
|
Title:
|
Chief Operating Officer
|
By:
|
/s/ Donald Stoltz, III | |
Name:
|
Donald Stoltz, III
|
|
Title:
|
Chief Operating Officer
|
By:
|
/s/ Donald Stoltz, III | |
Name:
|
Donald Stoltz, III
|
|
Title:
|
Chief Operating Officer
|
By:
|
/s/ William H. Stimpson, II | |
Name:
|
William H. Stimpson, II
|
|
Title:
|
Managing Member
|
CUSIP No. 27888D101
|
SCHEDULE 13G
|
Page 16 of 16
|